regions bank chief compliance officer

At Wachovia, Hernandez was Chief Operating Officer for the General Banks Distribution Group in Charlotte. Lusco joined Regions in 2011, bringing over 30 years of financial services industry experience gained by providing audit and consulting to a wide range of institutions. Use our resources to assess the current state of the function, map out next steps and implement your plans confidently. Prior to assuming her current role, she was named associate director of investor relations in 2010. Kate Danella is head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Keenan holds a Bachelor of Arts degree in Political Science from Furman University where he was named a Distinguished Military Graduate. Plimpton was a board member of United Way, Atlanta (2012-2018), CAREs Womens Advisory Network (2017-2020), and Georgetowns Corporate Counsel Advisory Board (2018-2022). Cheatham joined AmSouth in 1996 where he served in roles as Commercial Real Estate Executive and Division Executive for Commercial and Industrial which included leadership for Capital Markets, Leasing, Healthcare and Asset Based Lending. Their job description entails monitoring and analyzing risk areas in a bank's operation to ensure observance of state or federal laws. Head of Wealth Management Group. To align a bank's compliance program with its overall risk management efforts, a growing number of institutions are positioning the chief compliance officer on a direct reporting line to the CRO. Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. Deputy Chief Risk Officer and Chief Credit Officer. During this time she designed and implemented the Debt Products Organization, bringing together underwriting, portfolio management, quality assurance and loan fulfilment activities for C&I and Real Estate portfolios. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. William E. Horton Prior to assuming his current role, he. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Nix will report to Tara Plimpton, chief legal officer for the bank. Owen also was senior vice president of global systems development for Citicorp Credit Services, chief information officer of North American operations for Arrow Electronics and senior vice president of technology for American Airlines. Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. His past service includes the board of A. G. Gaston Boys and Girls Club, Birmingham Business Alliance and the Birmingham Kiwanis Club, as well as past co-chair of the Central Alabama United Way Campaign and Board Chair of REV Birmingham. Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part of the Program Strategy, Planning, & Governance Team.Learn more about the career areas and lines of business at wellsfargojobs.com . The $164 billion-asset Birmingham, Alabama, bank recently named Scott Peters, formerly the head of the institution's consumer banking . Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. Turner holds a bachelors degree in economics from the University of Georgia. Chief Compliance Officer (SAFS) Sterne Agee Aug 2004 - May 20061 year 10 months Birmingham, Alabama Area Compliance Officer SouthTrust Securities Nov 2001 - Aug 20042 years 10 months. jsbacContactjsbacContact Misra is responsible for overseeing the companys data strategy and enterprise data governance, which includes leveraging data and analytics for improving the customer experience, enhancing risk management, and driving revenue growth across the businesses. CCOs need to create, update and manage compliance and ethics policies to ensure successful implementation and policy adoption throughout the organization. Turner earned a bachelors degree in Accounting from the University of Alabama in Tuscaloosa and attended Tulane University in Louisiana. C. Matthew Lusco Regions Bank is an Equal Housing Lender and Member FDIC. Additional information about Regions and its full line of products and services can be found at www.regions.com. When making the leap to a new position, almost half (46%) of executives across all functions underperform. He began his career in information systems with McDonnell-Douglas. Abrahams previously served with SunTrust Bank as President and CEO of the companys Hampton Roads region in Virginia and held roles as the retail banking executive and central group retail line of business leader. Use this one-page template to communicate your strategy with internal business partners. Treasurer. Nix commits much of his time to community engagement and professional organizations. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. He earned a masters degree in Human Resources from Boston University. Executive Vice President His responsibilities include partnering with technology, operations, line of business and support leaders across the enterprise to deliver solutions that meet the emerging digital needs of customers and associates. Andrew Nix will join Regions as chief governance officer on March 17. Dana Nolan serves as the Head of Investor Relations at Regions. Andrews experience and insights will help us build on these accomplishments. Jeremy D. King Program Strategy, Planning & Governance is responsible for oversight of the Compliance Program strategy and execution, Compliance regulatory deliverables, as well as . Brett D. Couch Peters holds a bachelors of science degree in Marketing from the University of Connecticut. Senior Executive Vice President All rights reserved. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Dana W. Nolan He is a member of the Birmingham Downtown Rotary Club, The Monday Morning Quarterback Club and was in the 2001 class of Leadership Birmingham. Plimpton received a bachelors degree in International Relations from the University of Nevada and holds a Juris Doctor from Georgetown University. Matt Lusco is Chief Risk Officer and oversees Regions risk management functions at Regions, including enterprise risk, compliance risk, operational risk, credit risk, market risk, and regulatory affairs. President and Chief Executive Officer of Regions Financial Corporation. Senior Executive Vice President Corporate governance is my passion. Regions provides links to other websites merely and strictly for your convenience. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting and accounting. Chief Human Resources Officer. He began his banking career with Wachovia in Atlanta, Ga., in Commercial Real Estate. Maynard Cooper & Gale Shareholder Andrew Nix will join Regions Bank in March as chief governance officer. He began his banking career in 1987 with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Abrahams joined Regions in 2013, most recently served as Area President in North Central Alabama. Manav Misra is the Chief Data and Analytics Officer for Regions Bank. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. Prior to joining Regions in 2011, Gale was a founding partner of Maynard Cooper & Gale PC in Birmingham, Alabama. Abrahams is also the President of the Regions Foundation, which is among the top 100 corporate sponsored foundations (based on endowment size). During her career at Capital Group, she was a senior sales and service leader for Capitals institutional business, senior marketing leader for the global marketing organization, and strategy and business manager for the American Funds mutual fund business. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. He joined Fidelity in 1998 from KeyCorp, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. Cheatham graduated from Auburn University with a bachelors degree in accounting. Senior Executive Vice President She is also responsible for managing the companys relationships with credit rating agencies. Prior to joining Regions, Lusco was managing partner in KPMG's offices in Birmingham, Alabama and Memphis, Tennessee. He later moved into human resources roles in the areas of recruitment, associate relations, and organizational development. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. He was a member of the Alabama Commission on Higher Education for nine years and served as the chairman from 1998 to 2000. He previously served M&T Bank as the Finance Manager for the mortgage business and as a regional manager in the retail bank. He began his career in the Jackson, Mississippi office of Arthur Andersen. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. Additionally, he served as a member of RMAs Regulatory Relations Committee. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. RiskClarity is a program that allows you to identify hidden risks and gain visibility into potential problem areas before they arise. In addition, Nolan oversees competitive and strategic analysis. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. Andrew Nix will join Regions as chief governance officer on March 17. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. Paul, Seattle, and Portland. He serves on the Public Affairs Research Council of Alabama, A Plus Education Foundation and Infirmary Health System boards. His primary focus was financial institutions. Abrahams graduated from Texas Christian University with a Bachelors Degree in Business Administration with a major in Finance. About Regions Financial Corporation 8 a.m. 5 p.m. GMT Chief Risk Officer. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. She is a member of the companys Executive Leadership Team. Andy began his career at NCR Corporation holding Senior Sales Account Management roles throughout the Southeast, with primary focus on ATMs. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Misra was Chief Operating Officer for XProtean, Inc. and was co-founder/ VP of Strategy for StorePerform Technologies (now part of JDA Corporation). Matt's community and civic involvements have been varied and have included board and/or leadership positions with Operation New Birmingham, The Civic Club Foundation, The Birmingham International Festival, The American Heart Association and the Ole Miss Alumni Association. Head of Consumer Banking Group. It demonstrates results via staff skills development and target achievements, while empowering business leaders to mitigate risk throughout their organizations. Bill Ritter serves as Head of the Wealth Management group at Regions. Critical Capabilities: Analyze Products & Services, Digital IQ: Power of My Brand Positioning, Magic Quadrant: Market Analysis of Competitive Players, Product Decisions: Power Your Product Strategy, Cost Optimization: Drive Growth and Efficiency, Strategic Planning: Turn Strategy into Action, Connect with Peers on Your Mission-Critical Priorities, Peer Insights: Guide Decisions with Peer-Driven Insights, COVID-19 Resources for Legal & Compliance, Legal and Compliance Risk Management Framework. He is a member of the Rotary Club of Birmingham, and a member of Leadership Alabama Class XXX. Core Product Marketing. Manav Misra Chief compliance officers who empower the wider business to own compliance risk succeed on two fronts: They free up space for strategic work which supports business growth and drive employee ownership of compliance risk, ultimately leading to better risk prevention and mitigation. In addition, as corporate secretary, Gale advises the Board on its role and responsibilities, including its fiduciary responsibilities, and oversees the companys corporate governance policies and practices, the preparation of the proxy statement and sustainability report, the companys engagement with institutional investors on corporate governance matters, and compliance with various regulatory and listing requirements. Abrahams currently serves on the Operation HOPE Southeastern Board, as well as the boards of the Woodlawn Foundation, the Eyesight Foundation of Alabama and The World Games 2021. By clicking the "Access Your Download" button, you are agreeing to the The 2022 Gartner Leadership Vision for CCOs research outlinesthree key issues that will affect CCOs and their teams in 2022and actions they should take to mitigate risk, improve compliance culture and embed technology in their processes. Andrs "Andy" Hernndez was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. C. Keith Herron He then served as head of Enterprise Services and Consumer Banking before being named Chief Operating Officer in 2018. 8 a.m. 7 p.m. Dave Keenan is Chief Administrative and Human Resources Officer and is a member of the Executive Leadership Team. Pichel earned a bachelors degree in both finance and education from Ohio Northern University, and a MBA from the University of Michigan. Barb Godin is the Deputy Chief Risk Officer and Chief Credit Officer and is a member of the Executive Leadership Team. Executive Vice President Commercial Banking includes clients with revenues between $1MM and $250MM. Herron earned a bachelors degree from Samford University in Birmingham, Ala., and a masters degree in Finance from DePaul University in Chicago, Illinois. Chief Operating Officer. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting, accounting, and mergers and acquisitions. He was named president in December 2017. At a time when the compliance officers are challenged to effectively manage the risks of modern business, new chief compliance officers need to find their feet fast and lead boldly.

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